Start An Registered Investment Advisor or Commodity Trading Advisor

Starting your own Registered Investment Advisor (RIA) or Commodity Trading Advisor (CTA) allows you to service your clients while growing a profitable business.  Turn Key Hedge Funds has years of experience in starting and consulting RIAs and CTAs. The Turn Key Hedge Fund start-up process will include...

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Startup Hedge Fund Manager Tip of the Day - Code of Ethics

start a CPO, Commodity PoolIf you are starting a hedge fund and are registering as an investment adviser you should make sure that you have a written code of ethics.

The SEC requires that all advisers registered with the SEC must adopt and enforce a written code of ethics reflecting the adviser’s fiduciary duties to its clients.

 

 

 
 
 

We offer a complete solution for starting a hedge fund, and operating the fund. Below is a list of the Hedge Fund Services we offer.

Hedge Fund Start up Services:

  • Formation of limited partnership, corporation or other entities
  • Preparation of Private Offering Memorandum, Limited Partnership Agreement and Subscription Documentation
  • Registration as an investment adviser or commodity pool operator
  • Drafting policy and procedures for investment advisers and NFA CPOs
  • Preparation of investor correspondence
  • Vendor Provided Diligence
  • Auditing references and broker referrals
  • Facilitation of Offshore Administration services and Private Offering Memorandum and Subscription Documentation

Hedge Fund Administration Services:

  • Providing the Hedge Fund its management office and non investment manager-trader operations personnel
  • Providing management office for meeting with office staff, professional advisors and prospective investors
  • Providing management office receipt of all correspondence
  • AML (ANTI-MONEY LAUNDERING) Investor checks
  • Data & Disaster Recovery Risk Management

Investor Management Services:

  • Providing prospective investors with offering memorandum and partnership agreement and offering materials
  • Managing subscription documents
  • Processing and notifying investment manager and general partner of subscriptions, capital contributions and withdrawals
  • Distributing financial reports, mailings and electronic communications
  • Responding to investor inquiries

Accounting Management Facilitation Services:

  • Calculation of monthly capital account balances on an economic and tax basis
  • Calculation of management fees and performance allocation
  • Preparation of monthly financial statements
  • Calculation of fees due sales agent
  • Interaction with investment managers and traders, banks, counsel and auditors
  • Facilitate and manage the preparation of financial statements and year end audit
  • Facilitate and manage tax preparation, planning and consulting

Compliance Management Services:

  • Management of the preparation of Private Offering Memorandum
  • U.S. Securities Filing responsibilities and individual U.S. state required filings
  • Tracking beneficial owners of Securities Act 3(c)(1) hedge funds for compliance with the Investment Company Act exemption
  • Investor tracking for Hot Issue NASD compliance
  • Broker/Dealer and Investment Advisor compliance and registration

Hedge Fund Marketing Services:

 

 
 
 

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